Description
**12 Essential Items Every CPA Firm Needs for FTC and FINRA Compliance**
Prepared for Managing Partners, Operations Leaders, and Compliance-Focused CPAs by ADS Consulting Group, Inc.
As a CPA firm, you're facing increasing pressure from evolving FTC regulations and the need for FINRA audit readiness. Compliance is no longer optional; it is essential. This checklist outlines the 12 critical IT and data security controls that every mid-sized CPA firm in Los Angeles must implement to ensure compliance and maintain client trust.